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On July 10, the SEC adopted a new rule lifting the ban on general solicitations and advertising for broker-dealers and for hedge fund and private equity fund offerings. This is a significant change from existing law and allows a fund to make its website more accessible to the public, to use social media, and to speak freely at conferences and seminars as well as to the press.nnThis seminar will provide an overview of the rules that govern advertisements. It will describe what can and cannot be d

Hedge Fund Advertising - Fundamentals and New Developments

⏲ 37 min 70 sec ✓ 18-Jan-2014

The Federalist Society

Discussing Clarke v. CFTC: The Case of PredictIt & the CFTC's No-Action Letter

⏲ 1 hour 8 seconds 👁 998

Cryptos With Mitesh

Cryptos with Mitesh - #2: The SEC's \"No Action\" Letter

⏲ 7 minutes 40 seconds 👁 5

Veteran Fintech Entrepreneur Tells His Story For The Path to Electronic Trading SeriesnnThe Path to Electronic Trading for Mark Smith started in a pool. He wanted to be an Olympic swimmer, a singular focus that took him to the Olympic trials of 1988 and 1992, but not to the Olympic Games, though he did swim in the Pan American games of 1991. nnThat competitive drive earned him a job with Raymond James as a junior investment banker in Florida; however, a client quickly told him his future was as

Mark Smith’s Path to Electronic Trading is Awash in Entrepreneurial Drive

⏲ 8 min 5 sec ✓ 08-Jul-2022

Lawyers Guide

What is a No-Action Letter

⏲ 2 minutes 17 seconds 👁 99

Morrison Foerster

MoFo SEC Update: Shareholder Proposal No-Action Letters

⏲ 3 minutes 6 seconds 👁 126

Program AgendannPolitical Law Issues in Government ContractingnnTyler Rosen, Counsel in the Political Law Department of Skadden, Arps, Slate, Meagher & Flom LLP, will discuss the political law issues that arise throughout the life cycle of government contracting. These include lobbying and conflict-of interest rules, contingent fee prohibitions, pay-to-play restrictions, and procurement law requirements. The presentation will also include a discussion of recent developments in New York lobby

New And Proposed Business Regulations In Challenging Times

⏲ 1 min 1 sec ✓ 10-Dec-2020

Sethisfy Personal Finance

CPF SA Shielding Closed?! 5 Things to AVOID Doing

⏲ 10 minutes 7 seconds 👁 6.6K

Stilt Inc.

What is Form I-797? USCIS Notice of Action

⏲ 7 minutes 46 seconds 👁 37.7K

FINRA and Finder Fees; Broker Dealers by Laura Anthony, Palm Beach- Broker-dealers lack an incentive to engage in small private capital-raising transactions.In addition to regulatory and liability concerns, the amount of a capital raise by small and emerging companies is often small (less than $5 million) and accordingly, the potential commission for a broker-dealer is limited as compared to the time and risk associated with the transaction.Most small and middle market bankers have base-leve

FINRA and Finder Fees; Broker Dealers by Laura Anthony, Palm Beach

⏲ 3 min 50 sec ✓ 09-Aug-2017

Southern_Regime

⏲ 4 minutes 45 seconds 👁 11.1K

Forbes Breaking News

'What Are You Doing Right Now On Columbia's Campus?': Katie Britt Grills Education Sec. Cardona

⏲ 6 minutes 32 seconds 👁 18K

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